Job Role: Consultancy
Job Type: Permanent
Location: City of London, London
Salary: £40,000 - £70,000 pa
Start Date: 21/09/2021
Job Reference: MM-00002342


Miller Maxwell is working with an established, global electronic Brokerage with clients across frequency trading and institutional investors. The position will involve being responsible for identifying potential instances of market abuse, notably insider dealing and market manipulation

What the role involves:

  • Supervising trade surveillance and monitoring of transactions for insider dealing or market manipulation
  • Guaranteeing proper and timely alert management, following standards for closure or escalation
  • Documenting surveillance reviews, investigations, and other activities following guidelines
  • Assisting with the on-going design, development and calibration of reports and systems to help identify suspicious transaction
  • Providing responses to inquiries from the FCA or other European Regulators

Your background:

  • Experienced around customer trading surveillance
  • Strong product knowledge of equity or exchange traded derivative markets
  • Solid academic background
  • Solid knowledge of EU market conduct rules and market regulations
  • Proficient around computers and technology with understanding of how technology is applied to regulatory and business issues
  • Good oral and written communication skills

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